JFSC Official 
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          Application for a certificate in relation to an 
          Unclassified Fund
          Data Protection (Jersey) Law 2018 
          We may use the information you send us together with other information, which comes from or 
          relates to you, to discharge our functions effectively. This may include us sharing the information we 
          hold about you with other bodies, such as regulators and law enforcement agencies, some of whom 
          may be located outside of Jersey, the UK and the European Union/ European Economic Area.  
          The Data Protection (Jersey) Law 2018 provides individuals with various rights, including the right to 
          ask for a copy of the information we hold on you, and the right to have inaccuracies corrected. To 
          better understand your rights and how we handle your information, we would encourage you to read 
          our Privacy Notice and Data Protection Statement; or to contact the Data Protection Officer, Jersey 
          Financial Services Commission, PO Box 267, 14-18 Castle Street, St Helier, Jersey, JE4 8TP.
          Issued: 7 July 2017                                   Page 1 of 21
          Revised 01 January 2021
                Application form - CIF/UCF
                How to use this form 
                This CIF/UCF application form is to be completed in accordance with the requirements of the 
                Collective Investment Funds (Jersey) Law 1988, as amended (the Law), and any associated Orders and
                Regulations.
                If more space is needed the answer should be written on a separate sheet of paper with the heading: 
                “Continuation of answer to question _ of this CIF/UCF application form.”
                Answers are to be written in black ink in BLOCK CAPITALS or typed.
                Section A – the application
                All questions in this section are to be completed by all Applicants.
                Section A.5
                For the purpose of the completion of this form the following definitions will apply:
                               Single Class Fund:  A fund with one class of redeemable units where the assets are 
                                                   held as a single pool.
                               Multi-class Fund:   A fund with more than one class of redeemable units and where 
                                                   the assets are held as a single pool.
                               Umbrella Fund:      A fund with more than one class of redeemable units and where 
                                                   the assets are held separately for each class.
                Section B – details of the Applicant
                This Section is to be completed once by each Applicant and all questions are to be completed save 
                that to the extent that answers have already been provided as part of a separate application in 
                accordance with the Financial Services (Jersey) Law 1998, as amended and remain unchanged then 
                please state "As previously advised on [date]" by way of response.
                Section B.1
                The JFSC requires that each holder of a certificate (Certificate Holder) nominates only one person as 
                general contact for all correspondence relating to all certificates under the Law granted to the 
                Certificate Holder.
                Section Error: Reference source not found
                A ‘Principal Person’ is defined in Article 1 of the Law. 
                Section Error: Reference source not found
                A Key Person is defined in Article 1 of the Law. 
                The Jersey Financial Services Commission (JFSC) requires Principal Persons and Key Persons applying 
                for the first time, or those needing to update their information (e.g. adding additional appointments),
                to do so by completing a myProfile application via its website: MyProfile home page (jerseyfsc.org)
                If you are accessing myProfile for the first time you will be required to register before proceeding. 
                Issued: 7 July 2017                                                                        Page 2 of 21
                Revised 01 January 2021
                    Application form - CIF/UCF
                    Section C – details of 
                    the AIF (Alternative Investment Fund)
                    This Section is to be completed in each case where the Applicant is an AIF which intends to:
                         › Be marketed in a country to which Directive 2011/61/EU of the European Parliament and of 
                                     the Council of 8 June 2011 on Alternative Investment Fund Managers, as amended from
                                     time to time (the Directive) and/or the Alternative Investment Fund Managers 
                                     Regulations 2013 of the United Kingdom (S.I. 2013/1773), as amended from time to 
                                     time (the UK AIFM Regulations) apply; and
                        ›   Avail itself of the exemption from the application of the Alternative Investment Funds (Jersey) 
                            Regulations 2012, as amended from time (the AIF Regulations) afforded to a Certified Fund 
                            under Articles 2 and 4 of the Alternative Investment Funds (Jersey) Order 2013, as amended 
                            from time to time (the Order) and Schedule 2 to the Financial Services (Jersey) Law 1998, as 
                            amended from time to time as both an AIF and an alternative investment fund manager (AIFM)
                            PROVIDED THAT the JFSC has granted its prior permission, in writing, for such AIF to be 
                            marketed in any country to which the Directive and/or the UK AIFM Regulations apply.
                    For the avoidance of doubt, please note that completion of the AIF/EXEMPT notification form is not 
                    required in addition to completion (by the Applicant) of Section C of this CIF/UCF application form 
                    (Details of the Alternative Investment Fund). 
                    Section D - the declaration
                    To be completed by all Applicants.
                    Item (ii), which refers to Section B, should be crossed through only if all the required information has 
                    previously been given.
                    Section E - details of the fund
                    This section must be completed once for each fund.
                    Section F - details of the fund
                    This section must be completed once for each fund. If the fund is an umbrella fund, multi-class or a 
                    Protected Cell Company (PCC), photocopies should be taken and a separate sheet should be 
                    completed in respect of each constituent part of the fund. Alternatively, please provide a schedule 
                    with the required information. 
                    Payment of fees
                    For the application to be valid, the correct fee must be paid. However application fees need not be 
                    submitted with this application form. An invoice will be provided with the registration documents 
                    when issued. The JFSC will regard any statutory requirement for a fee to accompany an application as 
                    having been met so long as such fees are duly settled per the terms of the invoice issued. 
                    The JFSC reserves the right to vary or determine commercial settlement periods for invoices based on
                    operating procedures in place at any given time. 
                    It should be noted that application fees are for considering an application, not necessarily granting it. 
                    If an application does not progress to the point of issue any application fee may still be due and will 
                    therefore be invoiced.  
                    Issued: 7 July 2017                                                                                            Page 3 of 21
                    Revised 01 January 2021                                 JFSC Official 
        Application form - CIF/UCF
        For details of fees payable, see the notice published on the JFSC website in accordance with Article 15
        of the Financial Services Commission (Jersey) Law 1998, as amended and Articles 8A(2) and 8B(13) of 
        the Collective Investment Funds (Jersey) Law 1988, as amended.
        Completed application forms should be sent with all accompanying information by email to: 
        Authorisations@jerseyfsc.org. If email is not possible then by mail to:
        Central Authorisation, Jersey Financial Services Commission, PO Box 267,
        14-18 Castle Street, St Helier, Jersey, JE4 8TP.
        Issued: 7 July 2017                           Page 4 of 21
        Revised 01 January 2021