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Fixed Income Clearing Corporation
Mortgage Backed Securities Division -
Member Directory
Effective: May 2nd, 2022
Member Name Service(s)
AEGON USA Investment Management LLC EPN Only
AIG Global Investment Corp. EPN Only
AIM Advisors, Inc. EPN Only
Alliance Capital Management, L.P. EPN Only
Ameriprise Financial Services, Inc. EPN Only
Amherst Pierpont Securities LLC Full
Amundi Pioneer Institutional Asset Management, Inc. EPN Only
Apex Clearing Corporation. Full
APG Asset Management US Inc. EPN Only
Arcola Securities, Inc. Full
Bank of America, National Association Full
Bank of Montreal, Chicago Branch Full
Barclays Capital, Inc. Full
Barings LLC EPN Only
BB&T Securities, LLC Full
Bethesda Securities, LLC Full
BGC, Financial LP Broker Account* Broker and Dealer Accounts** Full
BlackRock, Inc. EPN Only
BMO CAPITAL MARKETS CORP Full
BNP Paribas Securities Corp. Full
BNY Mellon Capital Markets, LLC Full
BOFA Securities, Inc. Full
BOKF, NA Full
Brandywine Global Investment Management, LLC Full
Brokertec Americas LLC Broker Account* Full
California Public Employees' Retirement System EPN Only
California State Teachers’ Retirement System EPN Only
Cantor Fitzgerald & Co. / II Full
Capital Group Research, Inc. EPN Only
Capital One Bank (USA), National Association Full
Capital One, National Association Full
CF Secured, LLC Full
* Broker Account = Maintains Broker Account Page 1 of 4
**Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
Charles Schwab Investment Management, Inc. EPN Only
Citadel Global Fixed Income Master Fund Ltd. Full
Citadel Securities LLC Full
Citibank, N.A. Full
Citigroup Global Markets Inc. Full
College Retirement Equities Fund Full
Credit Suisse AG, New York Branch Full
Credit Suisse Securities (USA) LLC Full
CREF Social Choice Account Full
Daiwa Capital Markets America Inc. Full
Dealerweb Inc. / HF Broker and Dealer Accounts** Full
Deutsche Asset Management EPN Only
Deutsche Bank AG, New York Branch Full
Deutsche Bank Securities Inc. Full
DuPont Capital Management Corporation EPN Only
E D & F Man Capital Markets Inc. Full
E*TRADE Bank EPN Only
Ellington Management Group LLC/Ellington Enhanced Income Master EPN Only
Fannie Mae Full
Federal Home Loan Mortgage Coroporation Full
Federal Home Loan Mortgage Corp. (Cash PC Auctions) Full
Federal Reserve Bank of New York EPN Only
Fidelity Investments Money Management, Inc. EPN Only
First Horizon Bank Full
Franklin Advisers, Inc. EPN Only
Fulton Bank, N.A. Full
GE Asset Management Incorporated EPN Only
Goldman Sachs & Co. LLC Full
Goldman Sachs Asset Management, L.P. EPN Only
Guggenheim Partners Investment Management, LLC EPN Only
Hartford Investment Management Company EPN Only
Hilltop Securities Inc. Full
HSBC Bank USA, N.A. Full
ICAP Securities USA LLC Broker Account*Broker and Dealer Accounts** Full
Industrial and Commercial Bank of China Financial Services LLC Full
International Bank & Reconstruction & Development EPN Only
J.P. Morgan Investment Management Inc. EPN Only
J.P. Morgan Securities LLC Full
Janney Montgomery Scott LLC Full
Jefferies LLC Full
JP Morgan Chase Bank, National Association Full
Liberty Mutual Group, Inc. EPN Only
Loomis, Sayles & Company, L.P. EPN Only
* Broker Account = Maintains Broker Account Page 2 of 4
**Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
Lord, Abbett & Co., LLC EPN Only
Macquarie Management Holdings, Inc. EPN Only
Manulife Asset Management (US) LLC EPN Only
Massachusetts Financial Services Company EPN Only
Mellon Investments Corporation EPN Only
Metropolitan Life Insurance Company EPN Only
Mirae Asset Securities (USA) Inc Full
Mizuho Bank Ltd., New York Branch Full
Mizuho Securities USA LLC Full
Morgan Stanley & Co. LLC Full
Morgan Stanley Investment Management, Inc. EPN Only
MUFG Securities Americas Inc. Full
National Financial Services LLC Full
Natixis Securities Americas LLC Full
Navy Federal Credit Union Full
Neuberger Berman Investment Advisers LLC EPN Only
NISA Investment Advisors, LLC EPN Only
Nomura Securities International, Inc. Full
Northern Trust Investments, N.A. EPN Only
Nuveen Asset Management, LLC EPN Only
NYL Investors LLC EPN Only
Oppenheimer & Co. Inc. Full
Pacific Investment Management Company LLC EPN Only
Palafox Trading LLC Full
PartnerRe Asset Management Corporation EPN Only
Pershing LLC Full
PGIM, Inc. EPN Only
PNC Bank National Association Full
PNC Capital Markets LLC Full
PPM America, Inc. EPN Only
Putnam Investments LLC EPN Only
Raymond James & Associates, Inc. Full
RBC Capital Markets, LLC Full
Regions Bank EPN Only
Robert W. Baird & Co. Incorporated Full
Semper Capital Management, L.P. EPN Only
SG Americas Securities, LLC Full
South Street Securities LLC Full
State of Wisconsin Investment Board EPN Only
State Street Bank and Trust Co. / FBO SSGA EPN Only
Stifel Nicolaus and Company, Incorporated Full
Stonex Financial Inc. Full
T. Rowe Price Associates, Inc. EPN Only
* Broker Account = Maintains Broker Account Page 3 of 4
**Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
TCW Asset Management Company LLC EPN Only
TD Securities (USA) LLC Full
The Bank of New York Mellon EPN Only
TIAA, FSB Full
TIAA-CREF Funds Bond Fund Full
TIAA-CREF Funds/Bond Plus Fund Full
TIAA-CREF Funds-Social Choice Bond Fund Full
TIAA-CREF Life Funds-Bond Fund Full
Truist Bank Full
Truist Securities, Inc. Full
Tullett Prebon Financial Services LLC Broker and Dealer Accounts** Full
U.S. Bank N.A. Full
UBS Global Asset Management (Americas) Inc. EPN Only
UBS Securities LLC Full
Vanguard Group Inc. (The) EPN Only
Vining-Sparks, IBG., L.P. EPN Only
Virginia Retirement System EPN Only
Voya Investment Management Co. LLC EPN Only
Wedbush Securities Inc. Full
Wellington Management Company, LLP EPN Only
Wells Capital Management Inc. EPN Only
Wells Fargo Bank, National Association Full
Wells Fargo Clearing Services, LLC Full
Wells Fargo Securities, LLC Full
Western Asset Management Company EPN Only
* Broker Account = Maintains Broker Account Page 4 of 4
**Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
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